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Date:

Friday, 9 June 2023

Time:

8.55amโ€“6.00pm

Venue:

N201 (New Wing), Hong Kong Convention and Exhibition Centre


 

Morning session ECPD = 3.5 hours
The Hong Kong Chartered Governance Institute (HKCGI)

๐Ÿ•8.55amโ€“9.00am

Welcoming address

 icon_3 Mr Ernest Lee FCG HKFCG(PE)

President, HKCGI; Technical Partner, Deloitte China

Hong Kong Exchanges and Clearing Limited (HKEX) and Securities and Futures Commission (SFC)

๐Ÿ•9.00amโ€“10.30am

Regulatory update and guidance on post-listing compliance matters

icon_3 Mr Patrick Yu

Senior Vice President, Listed Issuer Regulation, Listing Division, HKEX

Review of issuersโ€™ financial statement disclosures

icon_3 Mr Ben Lo

Vice President, Accounting Affairs, Listing Division, HKEX

The importance of ESG compliance and practical ramifications

icon_3 Mr Michael Duignan

Executive Director, Corporate Finance Division, SFC

Recent climate reporting developments - what will be the impact on listed companies?

icon_3 Ms Kelly Lee

Senior Vice President, Policy and Secretariat Services, Listing Division, HKEX

Chair:

icon_3 Ms Edith Shih FCG(CS, CGP) HKFCG(CS, CGP)(PE)

Past International President, The Chartered Governance Institute and Past President, HKCGI; Executive Director and Company Secretary, CK Hutchison Holdings Limited

Securities and Futures Commission (SFC) and Hong Kong Exchanges and Clearing Limited (HKEX)

๐Ÿ•10.50amโ€“12.20pm

Case origination: monitoring of listed companies to identify corporate misconduct or irregularities requiring further investigation by Enforcement teams

icon_3 Ms Bonnie Chow

Associate Director, Corporate Finance Division, SFC

Enforcement work: investigations and enforcement outcomes

icon_3 Mr Jon Witts

Head of Enforcement, Listing Division, HKEX

 

icon_3 Mr Kenneth Luk

Senior Director, Enforcement Division, SFC

Chair:

icon_3 Ms Gill Meller FCG HKFCG(PE)

Immediate Past President, HKCGI; Legal and Governance Director, MTR Corporation Limited

Accounting and Financial Reporting Council (AFRC)

๐Ÿ•12.20pmโ€“12.50pm

From tango to contra dance: the corporate governance mosaic and financial reporting quality

icon_3 Dr Kelvin Wong SBS JP

Chairman, Accounting and Financial Reporting Council

Chair:

icon_3 Mr Ernest Lee FCG HKFCG(PE)

President, HKCGI; Technical Partner, Deloitte China

Afternoon session ECPD = 3 hours
The Hong Kong Chartered Governance Institute (HKCGI)

๐Ÿ•2.25pmโ€“2.40pm

Acknowledgement of conference sponsors

Companies Registry (CR)

๐Ÿ•2.40pmโ€“3.40pm

Legislative and service updates of the Companies Registry

 icon_3 Ms Mandy Lam

Senior Solicitor (Legal Services), CR

 icon_3 Mr Wren Wu

Deputy Registry Manager (Development), CR

 icon_3 Ms Fanny Lam

Deputy Registry Manager (Public Search), CR

Chair:

icon_3 Ms Wendy Ho FCG HKFCG(PE)

Council Member and Chairman, Professional Development Committee, HKCGI; Executive Director, Corporate Services, Tricor Services Limited

Financial Services and the Treasury Bureau (FSTB)

๐Ÿ•3.40pmโ€“4.40pm

Latest policies and regulations for development of financial services industry

 icon_3 Mr Joseph H L Chan JP

Under Secretary for Financial Services and the Treasury, The Government of the Hong Kong Special Administrative Region

Chair:

icon_3 Mr Ernest Lee FCG HKFCG(PE)

President, HKCGI; Technical Partner, Deloitte China

Inland Revenue Department (IRD)

๐Ÿ•5.00pmโ€“6.00pm

Embracing new facets of Hong Kong tax landscape โ€“ family office regime and other recent changes

icon_3 Mr Benjamin Chan Sze-wai JP

Deputy Commissioner of Inland Revenue (Technical), Inland Revenue Department

Chair:

icon_3 Mr Mohan Datwani FCG HKFCG(PE)

Deputy Chief Executive, HKCGI

[ECPD = 6.5 Points]

 

Note : HKCGI reserves the right to change the programme, listed presenter(s) and time if necessary.

# No ECPD awarded. All views are those of the sponsored sharing and no attribution should be made to HKCGI.