Date:

Friday, 6 June 2025

Time:

8.55am–5.20pm

Venue:

N201 (New Wing), Hong Kong Convention and Exhibition Centre

Format:

Hybrid

 

Morning session ECPD = 3 hours
The Hong Kong Chartered Governance Institute (HKCGI)

🕐8.55am–9.00am

Welcoming address

 icon_3 Mr David Simmonds FCG HKFCG

Institute President; Chief Strategy, Sustainability and Governance Officer, CLP Holdings Limited

Session by Hong Kong Exchanges and Clearing Limited (HKEX)

🕐9.00am–10.30am

Regulatory update and guidance on post-listing compliance matters

icon_3 Mr Patrick Yu

Senior Vice President, Listing Regulation and Enforcement, Listing, HKEX

Enforcement update

icon_3 Mr Kenneth Chan

Senior Vice President, Listing Regulation and Enforcement, Listing, HKEX

Review of issuers’ financial statement disclosures

icon_3 Mr William Wong

Head of Accounting Affairs, Listing, HKEX

Preparing for USM and HKEX’s price discovery & open market reforms

icon_3 Mr Paul Malam

Head of Policy and Secretariat Services, Listing, HKEX

Chair:

icon_3 Ms Edith Shih FCG(CS, CGP) HKFCG(CS, CGP)(PE)

Honorary Adviser to Council, Past International President and Institute Past President; Executive Director and Company Secretary, CK Hutchison Holdings Limited

Session by Securities and Futures Commission (SFC)

🕐10.50am–12.20pm

Targeted tools to address corporate misconduct

icon_3 Ms Flora Ma

Director, Corporate Finance, SFC

Enhancing corporate governance through detection, prevention and investigation

icon_3 Mr Kenneth Luk

Senior Director, Enforcement, SFC 

 

icon_3 Ms Joanna Lee

Director, Enforcement, SFC 

Chair:

icon_3 Mr David Simmonds FCG HKFCG

Institute President; Chief Strategy, Sustainability and Governance Officer, CLP Holdings Limited

Afternoon session ECPD = 3 hours
The Hong Kong Chartered Governance Institute (HKCGI)

🕐1.45pm–2.00pm

Acknowledgement of conference sponsors

Session by Companies Registry (CR)

🕐2.00pm–3.00pm

Legislative updates of the Companies Ordinance

icon_3 Ms Carol Hau

Solicitor (Company Law Reform), CR

 

icon_3 Miss Karen Chan

Deputy Registry Manager (Company Formation & Deregistration), CR

 

icon_3 Ms Mendy Lam

Assistant Registry Manager (Registration), CR

Chair:

icon_3 Ms Wendy Ho FCG HKFCG(PE)

Institute Council Member and Chair of Professional Development Committee; Executive Director, Company Secretarial Services, Vistra

Session by Financial Services and the Treasury Bureau (FSTB)

🕐3.00pm–3.30pm

Latest policies and regulations for development of financial services industry

 icon_3 Mr Joseph H L Chan JP

Under Secretary for Financial Services and the Treasury, The Government of the Hong Kong Special Administrative Region

Chair:

icon_3 Ms Gill Meller FCG HKFCG(PE)

International Vice President and Institute Past President; Legal and Governance Director, MTR Corporation Limited

Session by Digital Policy Office

🕐3.50pm–4.20pm

Topic(s) to be provided

 icon_3 Digital Policy Office representative(s)

 

Chair:

icon_3 Ms Stella Lo FCG(CS, CGP) HKFCG(CS, CGP)(PE)

Institute Vice-President and Chair of Qualifications Committee; Group Company Secretary, Guoco Group Limited

Session by Independent Commission Against Corruption (ICAC)

🕐4.20pm–5.20pm

Public-private partnership – a new driver in taking integrity management and corporate governance to new heights

icon_3 Mr Ricky Lai

Assistant Director, Corruption Prevention Department, ICAC

Chair:

icon_3 Mr Ernest Lee FCG HKFCG(PE)

Institute Immediate Past President; Technical Partner, Deloitte China

[ECPD = 6 Points]

 

Note : HKCGI reserves the right to change the programme, listed presenter(s) and time if necessary.

# No ECPD awarded. All views are those of the sponsored sharing and no attribution should be made to HKCGI.