Date:

Friday, 7 June 2024

Time:

8.55am–6.00pm

Venue:

N101 (New Wing), Hong Kong Convention and Exhibition Centre

Format:

Hybrid

 

Morning session ECPD = 3.5 hours
The Hong Kong Chartered Governance Institute (HKCGI)

🕐8.55am–9.00am

Welcoming address

  Mr David Simmonds FCG HKFCG

President, HKCGI; and Chief Strategy, Sustainability and Governance Officer, CLP Holdings Limited

Session by Hong Kong Exchanges and Clearing Limited (HKEX)

🕐9.00am–10.30am

Regulatory update and guidance on post-listing compliance matters

Mr Patrick Yu

Senior Vice President, Listed Issuer Regulation, Listing Division, HKEX

Review of issuers’ financial statement disclosures

Mr William Wong

Head of Accounting Affairs, Listing Division, HKEX

Enforcement update

Mr Jon Witts

Head of Enforcement, Listing Division, HKEX

Preparing for HKEX’s enhanced climate-related disclosures

Mr Paul Malam

Head of Policy and Secretariat Services, Listing Division, HKEX

Chair:

Ms Edith Shih FCG(CS, CGP) HKFCG(CS, CGP)(PE)

Past International President, The Chartered Governance Institute; Honorary Adviser to Council and Past President, HKCGI; and Executive Director and Company Secretary, CK Hutchison Holdings Limited

Session by Securities and Futures Commission (SFC)

🕐10.50am–12.20pm

Directors’ conduct and duties

Ms Flora Ma

Director, Corporate Finance Division, SFC

SFC’s enforcement work in relation to listed companies

Mr Kenneth Luk

Senior Director, Enforcement Division, SFC

 

Mr Charles Chan

Director, Enforcement Division, SFC

Generative AI

Mr Henry Tsang

Director, Intermediaries Supervision, Intermediaries Division, SFC

Chair:

Mr David Simmonds FCG HKFCG

President, HKCGI; and Chief Strategy, Sustainability and Governance Officer, CLP Holdings Limited

Session by Competition Commission

🕐12.20pm–12.50pm

Competition Law in Hong Kong–important principles and updates on enforcement

Mr Lester Lee

Executive Director (Legal Services), Competition Commission

Chair:

Ms Gill Meller FCG HKFCG(PE)

Past President, HKCGI; and Legal and Governance Director, MTR Corporation Limited

Afternoon session ECPD = 3 hours
The Hong Kong Chartered Governance Institute (HKCGI)

🕐2.25pm–2.40pm

Acknowledgement of conference sponsors

Session by Companies Registry (CR)

🕐2.40pm–3.40pm

Legislative and service updates of the Companies Registry

  Ms Carol Hau

Solicitor (Company Law Reform), CR

  Ms Mendy Lam

Assistant Registry Manager (Registration), CR

  Ms Agnes Wong

Deputy Registry Manager (Registration), CR

Chair:

Ms Wendy Ho FCG HKFCG(PE)

Council Member and Chairman, Professional Development Committee, HKCGI; and Executive Director, Corporate Services, Vistra

Session by Office of the Privacy Commissioner for Personal Data, Hong Kong (PCPD)

🕐3.40pm–4.40pm

Data security management and incident response

  Mr Brad Kwok

Chief Personal Data Officer, Compliance & Enquiries Division, PCPD

Cross-boundary flow of personal information within the Greater Bay Area

  Ms Clemence Wong

Legal Counsel, PCPD

Chair:

Ms Stella Lo FCG(CS, CGP) HKFCG(CS, CGP)(PE)

Vice-President and Chairman, Membership Committee, HKCGI; and Group Company Secretary, Guoco Group Limited

Session by Hong Kong Business Ethics Development Centre, ICAC

🕐5.00pm–6.00pm

Calling of the guardians – from professional ethics to corporate governance

Ms Mary Lau

Executive Director, Hong Kong Business Ethics Development Centre, ICAC

Chair:

Mr Ernest Lee FCG HKFCG(PE)

Immediate Past President, HKCGI; and Technical Partner, Deloitte China

[ECPD = 6.5 Points]

 

Note : HKCGI reserves the right to change the programme, listed presenter(s) and time if necessary.

# No ECPD awarded. All views are those of the sponsored sharing and no attribution should be made to HKCGI.