Date:
Thursday 9 June 2022
Time:
9.15am–5.45pm
Venue:
Online. No Physical attendance is required.
🕐9.15am–9.20am
Welcoming address
Mr Ernest Lee FCG(CS, CGP) HKFCG(CS, CGP)(PE)
President, HKCGI; Technical Partner, Deloitte China
🕐9.20am–10.50am
Hong Kong Exchanges and Clearing Ltd (HKEX)
Regulatory update and guidance on post-listing compliance matters
Mr Patrick Yu
Senior Vice President, Listed Issuer Regulation, Listing Division, HKEX
Mr Max Cheng
Vice President, Listed Issuer Regulation, Listing Division, HKEX
Review on issuers’ financial statement disclosure under accounting standards
Mr William Wong
Head of Accounting Affairs, Listing Division, HKEX
Internal controls and directors’ continuing oversight
Mr Jon Witts
Head of Enforcement, Listing Division, HKEX
ESG and climate change – a preview of upcoming HKEX initiatives
Ms Kelly Lee
Vice President, Policy and Secretariat Services, Listing Division, HKEX
Chair:
Ms Edith Shih FCG(CS, CGP) HKFCG(CS, CGP)(PE)
International Past President, The Chartered Governance Institute and Past President, HKCGI; Executive Director and Company Secretary, CK Hutchison Holdings Ltd
🕐10.50am–11.05am
Sponsored Sharing#
🕐11.05am–12.35pm
Securities and Futures Commission (SFC)
Recent breaches of the Takeovers Code: lessons to take away
Mr Roger Cheng
Senior Director, Corporate Finance Division, SFC
IPO related conduct
Mr Clarence Chan
Director, Corporate Finance Division, SFC
SFC’s enforcement work in relation to listed companies
Mr Kenneth Luk
Senior Director, Enforcement Division, SFC
The new Code of Conduct requirements on bookbuilding and placing activities
Mr Anthony Wong
Director, Intermediaries Supervision, Intermediaries Division, SFC
Chair:
Mr David Simmonds FCG(CS, CGP) HKFCG(CS, CGP)
Vice-President and Chairman, Membership Committee, HKCGI; Chief Strategy, Sustainability & Governance Officer and Company Secretary, CLP Holdings Ltd
🕐2.15pm–2.30pm
Acknowledgement of conference sponsors
🕐2.30pm–3.30pm
Companies Registry (CR)
An overview of phase 2 of the new inspection regime
Ms Agnes Wong
Deputy Registry Manager (Registration), CR
Ms Fanny Lam
Deputy Registry Manager (Public Search), CR
Chair:
Ms Wendy Ho FCG(CS, CGP) HKFCG(CS, CGP)(PE)
Council Member and Vice-Chairman, Professional Development Committee, HKCGI; Executive Director, Corporate Services, Tricor Services Ltd
🕐3.30pm–4.30pm
Office of the Privacy Commissioner for Personal Data, Hong Kong (PCPD)
Compliance with personal data privacy regulations, HK and beyond
Mr Dennis Ng
Assistant Privacy Commissioner (Legal,Global Affairs and Research) (Acting), PCPD
Ms Clemence Wong
Legal Counsel (Acting), PCPD
Chair:
Mrs Natalia Seng FCG(CS, CGP) HKFCG(CS, CGP)(PE)
Past President and Council Member, HKCGI
🕐4.30pm–4.45pm
Sponsored Sharing#
🕐4.45pm–5.45pm
Hong Kong Business Ethics Development Centre, ICAC
Anti-corruption and ethical governance
Mr Daniel Chui
Acting Executive Director, Hong Kong Business Ethics Development Centre, ICAC
Chair:
Mr Ernest Lee FCG(CS, CGP) HKFCS(CS, CGP)(PE)
President, HKCGI; Technical Partner, Deloitte China
[ECPD = 6 Points]
Note : The Institute reserves the right to change the programme, listed presenter(s) and time if necessary.
# No ECPD awarded. All views are those of the sponsors/interviewees and no attribution should be made to the Institute.